Business, 31.12.2019 00:31 akhtar11

All of the following individuals are defined as "sales representatives" under the uniform securities act except an individual employed by a broker-dealer who:

a. effects securities transactions only in non-exempt securities

b. effects securities transactions only in exempt securities

c. performs the function of giving securities quotations over the phone

d. performs the function of accepting orders from customers of the firm

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