NASAA's Statement of Policy on Dishonest or Unethical Business Practices of Broker-Dealers and Agents states that. It is unethical for an agent registered with a broker-dealer to: a. personally lend money to the broker-dealer firm with which the agent is registered.
b. personally lend money to a bank that is a client of the broker-dealer firm with which the agent is registered.
c. split commissions with an agent registered with a broker-dealer that is under common control.
d. borrow money from a mortgage broker who is a client of the agent.

Why did buffalo herds decline in the 1830s and 1840s? a. increased numbers of native american buffalo hunters b. increased demand on buffalo meat in eastern restaurants c. increased demand on water resources on the plains d. increased market for buffalo robes

Why was trump elected in the first place? ‍♂️

Two police officers stopped a car for a minor traffic violation. while one of the officers dealt with the driver and the traffic violation, the other officer talked with the passenger. seeking to question the passenger about gang involvement, but lacking reasonable suspicions of criminal activity, the officer ordered the passenger out of the car. as the passenger exited the car, the officer saw a bulge in the passenger's coat which the officer suspected might be a gun. upon patting down the passenger, the officer felt the handle of a revolver and removed the gun. the passenger, who was a convicted felon, was charged with the possession of a gun by a prohibited possessor. prior to trial, the defendant sought to suppress the gun as evidence, contending that its seizure was unconstitutional. should the court suppress the gun as evidence? ayes, because, since the car had been stopped for a traffic violation, the officer could not order the passenger, who had not committed the violation, to exit the car. byes, because, since the officer lacked reasonable suspicion that the passenger was engaged in criminal activity, the officer could not pat down the passenger. cno, because a valid traffic stop gives an officer the right to pat down a passenger. dno, because the gun was discovered as a consequence of a valid terry stop and frisk.