subject

Brad smith works for ghi firm. ghi firm is a registered broker-dealer in state a, b and c and a registered ia in state a. brad is a registered iar in state a, and travels to state b because he wants to meet with some potential new clients in state b. brad sets up an office in a hotel room, meets with the potential clients, and gives them advice about their portfolio.

[a] this is acceptable because the ghi firm is registered as a b/d in state b.
[b] this is unacceptable because brad is not registered in state b.
[c] this is acceptable because brad does not have an office in state b.
[d] this is unacceptable because brad is not an agent.

ansver
Answers: 2

Another question on Computers and Technology

question
Computers and Technology, 21.06.2019 23:00
Explain briefly why you cannot expect to find a previous version of every file with which you work.
Answers: 1
question
Computers and Technology, 22.06.2019 19:30
Once the data center routes to the destination server that hosts the website, what's the next step in the internet process? user’s browser renders html code from destination server into web page request goes through router/model and isp request routed to nameserver and datacenter
Answers: 2
question
Computers and Technology, 23.06.2019 12:00
If you embed a word table into powerpoint, what happens when you make edits to the embedded data? a. edits made to embedded data change the data in the source file; however, edits made to the source file will not be reflected in the embedded data. b. edits made to embedded data will change the data in the source file, and edits made to the source file will be reflected in the embedded data. c. edits made to embedded data don't change the data in the source file, nor will edits made to the source file be reflected in the embedded data. d. edits made to embedded data don't change the data in the source file; however, edits made to the source file will be reflected in the embedded data.
Answers: 1
question
Computers and Technology, 23.06.2019 13:30
Drag the tiles to the correct boxes to complete the pairs. match the errors with their definitions. #name #value #ref when a formula produces output that is too lengthy to fit in the spreadsheet cell arrowright when you enter an invalid cell reference in a formula arrowright when you type text in cells that accept numeric data arrowright when you type in a cell reference that doesn’t exist arrowright reset next
Answers: 1
You know the right answer?
Brad smith works for ghi firm. ghi firm is a registered broker-dealer in state a, b and c and a regi...
Questions
question
Social Studies, 11.02.2020 18:28
question
Mathematics, 11.02.2020 18:28
question
Mathematics, 11.02.2020 18:28
Questions on the website: 13722367