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Business, 12.01.2022 03:50 wittlemarie
Regarding rules addressing acting in concert, each of the following must observe position and exercise limits except A) an individual with accounts at several brokerage firms. B) two or more individuals who have an agreement to act together. C) a registered representative (RR) accepting unsolicited orders to exercise options. D) an investment adviser placing exercise orders for his discretionary accounts.
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Regarding rules addressing acting in concert, each of the following must observe position and exerci...
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