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Business, 19.05.2021 18:20 wolfgirl4762

A broker-dealer and its agent are registered in State A. The agent tells a customer in State A that he is prohibited from making an offer of a security in that State because the security is not registered in State A and the security is non-exempt. However, he tells the customer that he can accept an offer to buy that security from the client because then the transaction would be exempt. Which statement is TRUE?

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A broker-dealer and its agent are registered in State A. The agent tells a customer in State A that...
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