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Business, 27.08.2020 14:01 darlenepitre

A dispute between a registered representative and a member firm is submitted to arbitration. If either party is dissatisfied with the decision:. A. an appeal may be filed with FINRIA B. an appeal may be filed with the Securities and Exchange Commission C. an appeal may be filed in Federal Court D. no appeal is permitted because the decision is binding

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A dispute between a registered representative and a member firm is submitted to arbitration. If eith...
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