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Business, 15.08.2020 01:01 hope10079

A customer sends a strongly worded written complaint to an agent, alleging that the agent made untrue statements that resulted in the customer buying a security that is now worthless. The agent believes that the letter has no merit, and places the letter in his file, with a notation that "No Action Taken." Under the Uniform Securities Act, which statement is TRUE

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A customer sends a strongly worded written complaint to an agent, alleging that the agent made untru...
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