Business, 07.03.2020 01:37 kbuhvu

A customer who lives in New York has an account with a broker-dealer and sales representative that are both registered in State of New York. The customer moves to the State of Georgia, a state where the broker-dealer and sales representative are not registered. Which statements are TRUE?
a. Solicitations may be directed to this customerb. Solicitations cannot be directed to this customerc. Unsolicited orders can be accepted from this customerd. Unsolicited orders cannot be accepted from this customer

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A customer who lives in New York has an account with a broker-dealer and sales representative that a...

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