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Business, 20.02.2020 03:58 Birlem101

All of the following are prohibited practices under FINRA rules EXCEPT: A selling enough mutual funds to a customer to obtain a breakpoint B backing away from a quote C interpositioning another firm between a customer and market maker D withholding new issues from sale to the public

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All of the following are prohibited practices under FINRA rules EXCEPT: A selling enough mutual fund...
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