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Business, 11.02.2020 23:08 bommers144

A customer wishes to a buy a municipal bond that the registered representative feels is unsuitable for that customer. After explaining this, the registered representative is told by the customer "Just do the trade; let me worry about it." Which statement is TRUE under MSRB rules?
A. The trade must be refused
B. The trade must be accepted as given
C. The matter must be submitted to industry arbitration
D. The trade must be approved in advance by the municipal principal

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