Business, 17.01.2020 06:31 paulesparsa6
Kapco advisers is a federal covered investment adviser with its principal office in new york city and several offices in new jersey. joe segal, who lives in manhattan, is an iar with the firm and has the responsibility for serving those clients of kapco who winter in florida. in order to do so, joe takes a hotel suite in miami beach for 1 week in december, in boca raton for 1 week in january, and in west palm beach for one week in february. mr. segal uses these facilities to meet solely with existing clients. which of the following statements is correct regarding mr. segal's registration status under the uniform securities act?
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