Business, 07.01.2020 01:31 iicekingmann
Under the uniform securities act, during an investigation, the administrator may: a. require an affidavit from an agent of a broker-dealerb. subpoena books, records and witnessesc. require testimony that might tend to incriminate the giverd. all of the above
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Under the uniform securities act, during an investigation, the administrator may: a. require an affi...
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