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Business, 02.01.2020 22:31 idk7193

Retail member firms that route orders to market makers in return for compensation:

a. are engaging in a prohibited practice under sec rules

b. is permitted to do so, subject to best execution requirements and disclosure requirements

c. must get the customer's oral consent prior to each trade

d. must get the customer's written consent prior to each trade

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Retail member firms that route orders to market makers in return for compensation:

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