An investment adviser is considered to "take custody" of funds or securities from a customer if it:
a. exercises discretionary authority by placing trades of securities for that customer
b. accepts a check from the customer made payable to the fund custodian to buy a mutual fund
c. accepts commissions for effecting trades for that customer's account through an affiliated broker-dealer
d. is appointed as trustee for a customer's trust account under a legally binding trust document

Monica needs to assess the slide sequence and make quick changes to it. which view should she use in her presentation program? a. outline b. slide show c. slide sorter d. notes page e. handout

Answer the following questions using the information below: southwestern college is planning to hold a fund raising banquet at one of the local country clubs. it has two options for the banquet: option one: crestview country club a. fixed rental cost of $1,000 b. $12 per person for food option two: tallgrass country club a. fixed rental cost of $3,000 b. $8.00 per person for food southwestern college has budgeted $1,800 for administrative and marketing expenses. it plans to hire a band which will cost another $800. tickets are expected to be $30 per person. local business supporters will donate any other items required for the event. which option has the lowest breakeven point?

Which of the following is not a consideration when determining your asset allocation