According to the nasaa's policy statement on unethical business practices, the test of whether trading in a client's account is excessive depends on[a] whether the adviser has discretionary authority over the account and how often the client is notified about account activity.[b] whether the trading is in line with the client's investment objectives, financial resources, and the character of the client's account.[c] how frequent the trades are in relation to the accounts of the adviser's other clients.[d] how much compensation the adviser is earning on the trades

You own a nonunion company with 93 nonexempt employees. all of these employ- ees pack books into boxes for shipment to customers throughout the united states. because of wide differences in performance, you have decided to try performance appraisal, something never done before. until now, you have given every worker the same size increase. now you want to measure performance and reward the best performers with bigger increases. without any further information, which of the five types of appraisal formats do you think would be most appropriate? justify your answer. do you anticipate any complaints, or other comments, from employees after you implement your new system?