subject
Business, 28.12.2019 01:31 mariahdixon80

An investment adviser has been formed and the firm and its representatives file their first registration with the state on july 1st. on june 30th of the following year, the firm files renewal registrations for itself and its representatives. which statement is true under the uniform securities act?

a. since state registration is good for 1 year, the renewals were filed in a timely manner
b. the firm's registration and its representatives' registrations lapsed after december 31st of the preceding year
c. the firm's registration and its representatives' registrations are good until december 31st of the current year, at which point they must be renewed
d. there is no requirement for annual registration renewals in the state

ansver
Answers: 3

Another question on Business

question
Business, 21.06.2019 13:00
The local electronics store is offering a promotion "1-year: same as cash," meaning that you can buy a tv now, and wait a year to pay (with no in
Answers: 1
question
Business, 21.06.2019 19:30
The framers of the us constitution created a system of government that established branches of government set forth the powers of such a branches and placed limits on those powers what are the benefits of such a system? are there any problems associated with such a system?
Answers: 3
question
Business, 22.06.2019 11:30
Fred smithers, a recent college graduate decided to open his own portable juice bar, smithers smoothies, to wheel around newport beach. you, a trusted friend of fred, are a business major that has also recently graduated and agreed to handle the books for a while to get some practical experience and have a favor that you can ask of fred in the future. given the following five transactions concerning the new venture, prepare the necessary journal entries for the transactions, post the journal entries to appropriate t accounts and prepare a trial balance as of the end of the month in order to answer to the necessary may 2: fred invests $12,000 of his own money to start the new company. this money was obtained from a part-time job working at a legal firm while he was in school. may 3: fred spent $5,100 cash to purchase a refrigerated trailer that he can pull behind his car and set up at the beach. under your advice, fred agrees to place the new asset under an account called "equipment." may 6: fred bought $640 of supplies on account from the flav-o-rite confectioners company. because they will last longer than a single accounting period fred agrees to record them as, "supplies" as per your suggestion. may 13: fred sat on the beach for six hours without a single sale and was feeling very down. right before he left, however, a plumber escorting his family reunion along the beach stopped by his stand and bought $800 worth of smoothies for the entire family. under your advice, fred agrees to call this cash revenue, "sales." may 15: excited about his new venture, fred withdraws $350 from the company to take his girlfriend out to dinner. what would be the balance in the cash account at the end of the period following the posting of all the transactions?
Answers: 2
question
Business, 22.06.2019 14:20
For the year ended december 31, a company has revenues of $323,000 and expenses of $199,000. the company paid $52,400 in dividends during the year. the balance in the retained earnings account before closing is $87,000. which of the following entries would be used to close the dividends account?
Answers: 3
You know the right answer?
An investment adviser has been formed and the firm and its representatives file their first registra...
Questions
question
Computers and Technology, 22.02.2020 02:27
Questions on the website: 13722361